Securities Operations: A Guide to Trade and Position Management (Hardcover)

Essential Trading and Settlement Concepts.

The Securities Marketplace.

Bringing Securities to the Securities Marketplace.

Structure of a Securities Trading Organisation.

Transaction Types.

Security Forms.

Security Types

Trade Cash Value Calculation

Static Data

The Trade Lifecycle and Straight Through Processing

Trade Execution and Capture.

Trade Enrichment.

Trade Validation.

Trade Confirmation.

Trade Agreement

Transaction Reporting.

Settlement Instructions.

The Role of the Custodian

Pre-Value Date Settlement Instruction Statuses

Settlement Failure

Trade Settlement

Reflecting Trade Settlement Internally

Position and Trade Related Operations

Funding.

Securities Lending & Borrowing.

Safe Custody

Corporate Actions

Reconciliation.

Accounting

Objectives and Initiatives