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· 분류 : 국내도서 > 수험서/자격증 > 경제/금융/회계 > 증권투자권유자문인력 증권투자권유대행인
· ISBN : 9788956435046
· 쪽수 : 668쪽
· 출판일 : 2013-04-30
책 소개
목차
제1과목 증권분석
제1장경기분석
제1절 경기변동(경기순환)······································9
제2절 경기예측 ··············································18
실전예상문제 ·············································24
기본적 분석
실전예상문제 ·············································58
기술적 분석
제1절 기술적 분석의 개요 ····································82
제2절 차트분석 ··············································85
제3절 지표분석 ··············································90
실전예상문제 ·············································98
제2과목 증권시장
제1장 유가증권시장
제1절 유가증권시장의 개요 ··································123
제2절 유가증권 발행시장 ····································124
제3절 유가증권시장의 제도 ··································126
실전예상문제 ············································138
제2장 코스닥시장
제1절 상장제도 ·············································171
제2절 매매 및 공시제도 ·····································176
제3절 기타 관리제도 ········································180
실전예상문제 ············································184
제3장 프리보드시장
제1절 프리보드 지정 및 지정해제 ····························206
제2절 프리보드 매매·공시·관리제도 ························208
실전예상문제 ············································213
제4장 채권시장
제1절 채권의 개요 ··········································225
제2절 채권가격의 산정 ······································232
제3절 채권투자시 고려사항 ··································234
제4절 채권투자전략 및 평가 ·································239
실전예상문제 ············································244
제3과목 금융상품 및 직무윤리
제1장 금융상품분석·투자전략
제1절 주요 금융기관의 상품 ·································287
제2절 기타 금융기관상품 ····································292
제3절 금융상품 관련 제도 ···································293
제4절 금융상품 투자전략(자산배분전략)·······················295
실전예상문제(1)?금융상품분석····························300
실전예상문제(2)?투자전략 ·······························333
제2장 영업실무·직무윤리
제1절 고객관리 ·············································361
제2절 고객상담 및 응대 ·····································363
제3절 직무윤리 필요성 및 일반적 기준 ·······················364
제4절 직무윤리의 세부적 기준(각칙) ··························366
제5절 직무윤리의 규제 및 위반시 제재 ·······················376
실전예상문제 ············································379
제4과목 법규 및 세제
제1장 자본시장과 금융투자업에 관한 법률
제1절 자본시장법 개요 ······································409
제2절 금융투자업자의 규제 ··································412
제3절 투자매매업자 및 중개업자의 규제 ······················415
제4절 증권발행공시제도(발행시장공시제도)····················417
제5절 기업내용공시제도(유통시장공시제도)····················419
제6절 M&A제도·주권상장법인의 특례 ·······················420
제7절 장외거래·공공적 법인·외국인 소유 제한 ··············424
제8절 불공정거래행위 규제 ··································426
실전예상문제 ···················430
제2장 금융위원회 규정
제1절 금융투자업 규정 ······································467
제2절 증권의 발행 및 공시 등에 관한 규정····················477
제3절 장외거래·기타 규정 ··································482
실전예상문제 ············································489
제3장 한국금융투자협회 규정
제1절 금융투자회사의 영업 및 업무에 관한 규정 ··············517
제2절 금융투자업 유형별 규정 ·······························525
실전예상문제 ············································532
제4장 회사법
제1절 주식회사와 주식 ······································553
제2절 회사의 기관 ··········································557
제3절 신주발행, 정관변경 및 자본감소, 회사계산, 사채, 합병·분할 ·····561
실전예상문제 ············································568
제5장 증권세제
제1절 국세기본법·소득세법 ·································599
제2절 상속(증여)세법·증권거래세법·지방세법················606
실전예상문제 ············································610
모의고사 ····················································632